Assistant Compliance Officer – Fund Management (DIFC, DFSA, ADGM)

Mandatary : Candidate with fund Management / Fund Administration experience with ruputed organizations ( DIFC, DFSA, ADGM )

Responsibility :

• Invenstor Relationship and communication management and maintaining all necessary records.
• Respond Promptly to any request for information made by DFSA
• Facilitates the fulfillment of all regulatory requirements, coordinates and reports the findings of internal compliance audits and facilitates external audits by DIFC, DFSA, ADGM
• Assess the appropriateness of internal policies, procedures and guidelines, ensure follow-up of any identified deficiencies, suggest recommendations for amendments, where necessary, and ensure the implementation of corrective measures to mitigate the identified deficiencies.
• Centralize, manage and retain all information on compliance-related issues for example breach of regulation, non-respect of procedures and conflict of interest and report the DIFC, DFSA, ADGM

Qualifications

• Solid understanding of finance and accounting enabling effective financial analysis
• Ability to negotiate transaction documentation
• Private equity or venture capital fund investing or portfolio management experience within DFSA
• Operational experience in fund management / Fund Administrator in DIFC, DFSA, ADGM
• Expert in Excel and Data Analysis

Job Type: Full-time

Salary: From AED8,000.00 per month

Ability to commute/relocate:

• Dubai: Reliably commute or willing to relocate with an employer-provided relocation package (Required)

Application Question(s):

• Do you have Fund Management Experience in UAE?
• Have you deal with DFSA?
• Do you have fund account experience?

Education:

• Bachelor’s (Preferred)

Experience:

• Fund Management: 2 years (Required)
• UAE: 2 years (Required)

Language:

• English (Required)

License/Certification:

• Driving Licence (Preferred)

Application Deadline: 31/12/2022